Chiew Cheng Khoo
邱秋清
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiew Cheng Khoo (邱秋清), a licensed former licensee with CE reference AEJ606. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-28 | 2013-04-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-10 | 2011-07-28 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 4 — Advising on securities | 2006-08-07 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-16 | 2006-08-07 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2006-04-21 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-03-24 |