Suk Moon Chung
鄭碩紋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suk Moon Chung (鄭碩紋), a licensed former licensee with CE reference AEK432. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-12 | 2018-06-11 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-03-12 | 2013-04-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-14 | 2018-06-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-12 | 2008-03-24 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-12 | 2008-03-24 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2004-06-03 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2004-06-03 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-06-03 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2004-06-03 |