Michael Charles Harding Kayas Pratt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Charles Harding Kayas Pratt ( ), a licensed former licensee with CE reference AEK878. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-08 | 2023-04-24 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-18 | 2022-03-08 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2015-07-09 | 2021-07-14 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2015-07-09 | 2021-07-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2014-05-28 | 2015-07-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2014-05-28 | 2015-07-09 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2014-05-28 | 2021-07-14 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2013-08-22 | 2014-02-28 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-10 | 2014-02-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-08 | 2014-02-28 |