Michael Charles Harding Kayas Pratt

CE No. AEK878 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Charles Harding Kayas Pratt (), a licensed former licensee with CE reference AEK878. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
RO Type 1 — Dealing in securities 2022-03-08 2023-04-24
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
Rep Type 1 — Dealing in securities 2021-11-18 2022-03-08
Merrill Lynch (Asia Pacific) Limited RO Type 1 — Dealing in securities 2015-07-09 2021-07-14
Merrill Lynch Far East Limited RO Type 1 — Dealing in securities 2015-07-09 2021-07-14
Merrill Lynch (Asia Pacific) Limited Rep Type 1 — Dealing in securities 2014-05-28 2015-07-09
Merrill Lynch Far East Limited Rep Type 1 — Dealing in securities 2014-05-28 2015-07-09
Merrill Lynch Far East Limited Rep Type 2 — Dealing in futures contracts 2014-05-28 2021-07-14
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 7 — Providing automated trading services 2013-08-22 2014-02-28
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 1 — Dealing in securities 2006-03-10 2014-02-28
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 — Dealing in securities 2005-03-08 2014-02-28

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