Wai Lam
林煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lam (林煒), a licensed Representative with CE reference AEM576. Currently licensed at 1 firm(s): Phillip Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-06 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-21 | 2009-10-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-09 | 2009-07-11 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-02 | 2007-02-08 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-11 | 2005-02-25 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-08 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-06 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-06 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-03 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-06 |