Kwan Kau Wong
黃軍喬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Kau Wong (黃軍喬), a licensed Representative with CE reference AEO165. Currently licensed at 1 firm(s): Stockwell Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-01 | present |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-06 | 2022-06-30 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-16 | 2006-02-28 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-10-04 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-28 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-28 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-28 |