Shing Yip Ng
伍成業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Yip Ng (伍成業), a licensed former licensee with CE reference AEP094. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-01 | 2007-09-01 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-07-28 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-07 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-07 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-07 |