Yazhong Su
蘇亞中
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yazhong Su (蘇亞中), a licensed Representative with CE reference AEU950. Currently licensed at 1 firm(s): First Securities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-21 | present |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-05-14 | 2011-12-31 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-05-14 | 2011-12-31 |
| KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-06-20 | 2009-01-01 |
| KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-12-13 | 2009-01-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-18 | 2009-12-19 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-04-18 | 2009-12-19 |
| KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-04-18 | 2006-12-13 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2004-08-30 | 2006-04-09 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-04-09 |