Vincent Tat Kwan Wong
王達群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Tat Kwan Wong (王達群), a licensed Representative with CE reference AEX433. Currently licensed at 1 firm(s): Quam Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-15 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-15 | present |
| Corporate Commodities Limited 協聯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-23 | 2011-01-24 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-01-24 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-18 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-18 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-11-18 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-18 |