Chi Ho (SFC:AEX447) Tang
鄧志豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ho (SFC:AEX447) Tang (鄧志豪), a licensed former licensee with CE reference AEX447. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-05 | 2018-09-24 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-08 | 2007-04-29 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-04 | 2005-07-04 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-30 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-30 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-30 |
| Anli Securities Limited 安里證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-30 |