Portia Kit Ching Liu
廖潔貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Portia Kit Ching Liu (廖潔貞), a licensed Responsible Officer with CE reference AEZ711. Currently licensed at 2 firm(s): China Sky Securities Limited, China Angel Fund Management (HK) Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Sky Securities Limited 中天證券有限公司 |
RO | Type 4 — Advising on securities | 2019-07-08 | present |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-01-12 | present |
| China Sky Securities Limited 中天證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-03 | present |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-11-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-07 | 2017-04-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-08 | 2017-04-26 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-06-02 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-09 |