Kin Yip
葉堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Yip (葉堅), a licensed Representative with CE reference AFC236. Currently licensed at 1 firm(s): Shenwan Hongyuan Securities (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-05 | present |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-12 | 2020-04-10 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-11 | 2018-12-04 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-12 | 2018-09-06 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-10 | 2016-08-02 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2015-10-24 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-08 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-08 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-26 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-08 |