Wing Shan Lau
劉詠珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Shan Lau (劉詠珊), a licensed former licensee with CE reference AFE210. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-29 | 2020-10-09 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 4 — Advising on securities | 2017-06-29 | 2020-10-09 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 9 — Asset management | 2017-06-29 | 2020-10-09 |
| AIF Securities Limited 亞投證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-05 | 2016-12-09 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-14 | 2016-12-05 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-04 | 2016-07-16 |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 4 — Advising on securities | 2013-06-05 | 2014-12-16 |
| Select Investment Services Limited 弘富投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-06 | 2013-06-05 |
| Select Investment Services Limited 弘富投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2013-03-06 | 2014-12-16 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-26 | 2012-07-27 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2008-12-19 | 2010-06-08 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-26 | 2010-06-08 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-04-13 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-04-13 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-04-13 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-04-13 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-02 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-02 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2006-04-13 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2006-04-13 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-02 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-02 |