William Rainer Mo
毛偉廉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Rainer Mo (毛偉廉), a licensed Representative with CE reference AFG642. Currently licensed at 2 firm(s): Solo Asset Management Limited, Solo Futures Limited. Active regulated activities: Type 2 — Dealing in futures contracts; Type 5 — Advising on futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solo Asset Management Limited 高歌資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-08-06 | present |
| Solo Futures Limited 高歌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-16 | present |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-07-13 | 2017-09-14 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-02-13 | 2017-07-04 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-02-13 | 2017-07-04 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-13 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-07-16 | 2017-02-12 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-06-21 | 2012-06-15 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-02-06 | 2011-06-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-09-01 | 2007-07-14 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2005-08-25 |