Wai Fong Kwong
鄺惠芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Fong Kwong (鄺惠芳), a licensed Responsible Officer with CE reference AFJ234. Currently licensed at 1 firm(s): Macro Resources Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macro Resources Capital Limited 宏潤資本有限公司 |
RO | Type 4 — Advising on securities | 2020-07-13 | present |
| Macro Resources Capital Limited 宏潤資本有限公司 |
RO | Type 9 — Asset management | 2020-07-13 | present |
| SP Global Access Limited 盛豐環球證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-22 | 2020-01-31 |
| Baiyi Capital (Asia) Limited 百益投資(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2019-08-22 | 2020-01-31 |
| Baiyi Capital (Asia) Limited 百益投資(亞洲)有限公司 |
RO | Type 9 — Asset management | 2019-08-22 | 2020-01-31 |
| Grand Fortune Allied Company Limited 宏福聯合有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-17 | 2019-07-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2018-04-28 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-21 | 2018-04-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-07 | 2017-10-02 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-29 | 2012-02-29 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-06 | 2009-12-21 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-04 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-04 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-04 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-12-04 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-04 |