Ki Soo Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ki Soo Kim ( ), a licensed former licensee with CE reference AFJ899. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Olympus Partners Asia Limited | Rep | Type 1 — Dealing in securities | 2020-06-17 | 2023-01-19 |
| Olympus Partners Asia Limited | Rep | Type 4 — Advising on securities | 2020-06-17 | 2023-01-19 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-04 | 2018-11-23 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2016-07-04 | 2018-11-23 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-04 | 2018-11-23 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2016-07-04 | 2018-11-23 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2016-07-04 | 2018-11-23 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2016-07-04 | 2018-11-23 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-15 | 2016-05-31 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-15 | 2016-05-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-23 | 2015-09-11 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-23 | 2015-09-11 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-10 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-16 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-16 |