Judy Hoi Yan Leung
梁凱恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Judy Hoi Yan Leung (梁凱恩), a licensed former licensee with CE reference AFL087. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-03 | 2015-05-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-10 | 2015-05-30 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-10 | 2015-05-30 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-15 | 2013-03-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-15 | 2013-03-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2012-11-15 | 2013-03-31 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-06 | 2012-10-05 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-12 | 2012-10-05 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-12 | 2005-02-04 |
| Victorfield Securities Limited 益力證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-12 |
| Victorfield Securities Limited 益力證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-12 |
| Victorfield Securities Limited 益力證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-12 |
| Victorfield Securities Limited 益力證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-12 |