Avis Suen
孫雅蕙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Avis Suen (孫雅蕙), a licensed former licensee with CE reference AFM301. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-17 | 2016-12-22 |
| Kam Fai Securities Company Limited 金輝証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-22 | 2016-05-16 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-21 | 2015-08-11 |
| Bokhary Securities Limited 包大衞証券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-11 | 2015-04-17 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-10 | 2014-11-03 |
| Corporate Brokers Limited 協聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-15 | 2013-06-03 |
| Metro Capital Securities Limited 美高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-16 | 2011-06-07 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-07 | 2009-06-03 |
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-04 | 2007-10-25 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-10 | 2007-09-01 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-01-04 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-05 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-05 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-05 |