Thomas Chow
周少民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Chow (周少民), a licensed Responsible Officer with CE reference AFM847. Currently licensed at 1 firm(s): Soul Ventures Investment Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soul Ventures Investment Limited |
RO | Type 9 — Asset management | 2025-09-19 | present |
| Soul Ventures Investment Limited |
Rep | Type 9 — Asset management | 2025-07-23 | 2025-09-19 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 4 — Advising on securities | 2024-07-19 | 2025-06-02 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 9 — Asset management | 2024-07-19 | 2025-06-02 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-11 | 2024-07-19 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 9 — Asset management | 2024-06-11 | 2024-07-19 |
| Sparc Capital Management Limited 宏德資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-03-03 | 2023-11-30 |
| Sparc Capital Management Limited 宏德資產管理有限公司 |
RO | Type 9 — Asset management | 2023-03-03 | 2023-11-30 |
| Sparc Capital Management Limited 宏德資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-02 | 2023-03-03 |
| Soul Ventures Investment Limited |
RO | Type 9 — Asset management | 2022-03-11 | 2022-12-14 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 4 — Advising on securities | 2020-03-13 | 2022-02-21 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 9 — Asset management | 2020-03-13 | 2022-02-21 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-28 | 2018-10-12 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-04-28 | 2018-10-12 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-12 | 2015-02-10 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-08-12 | 2015-02-10 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-20 | 2010-02-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2008-09-09 | 2010-02-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-24 | 2008-08-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2004-07-08 | 2005-03-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-09 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-06-09 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-09 |