Kwok Suen Li
李國璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Suen Li (李國璇), a licensed former licensee with CE reference AFN349. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-25 | 2021-08-12 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-30 | 2021-08-12 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-12-30 | 2021-08-12 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-13 | 2016-09-26 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-02-05 | 2004-12-10 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
RO | Type 4 — Advising on securities | 2003-07-03 | 2004-12-10 |
| SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-03 |