Doris Chun Ling Lam
林津鈴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Chun Ling Lam (林津鈴), a licensed former licensee with CE reference AFO142. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-09 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-05-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-09 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-05-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-09 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-05-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-05-09 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-05-09 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-09 |