Kwai Wah Lam
林貴華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Wah Lam (林貴華), a licensed Representative with CE reference AFP678. Currently licensed at 1 firm(s): Victory Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-16 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-16 | present |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-06 | 2012-01-18 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-30 | 2012-01-18 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-07-01 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-28 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-28 |