Kwok Hung (SFC:AFQ054) Lau
劉國雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hung (SFC:AFQ054) Lau (劉國雄), a licensed former licensee with CE reference AFQ054. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-19 | 2022-01-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2019-02-21 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-10 | 2017-10-02 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-18 | 2016-05-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-01 | 2011-04-14 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-02 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-02 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-02 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-02 |