Ka Man (SFC:AFQ602) Wong
黃家文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man (SFC:AFQ602) Wong (黃家文), a licensed former licensee with CE reference AFQ602. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-08 | 2014-06-20 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-29 | 2014-06-20 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2013-06-18 | 2014-04-08 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-05 | 2013-06-18 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-07 | 2009-04-01 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-03-07 | 2009-04-01 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-24 | 2005-02-21 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-06-24 | 2005-02-21 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-20 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2003-06-20 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-20 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-20 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-20 |