Kelvin Kin Chung Ho
何建聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelvin Kin Chung Ho (何建聰), a licensed former licensee with CE reference AFR360. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OceanVast Capital Limited 泓澤資本有限公司 |
Rep | Type 9 — Asset management | 2021-01-26 | 2022-01-19 |
| OceanVast Capital Limited 泓澤資本有限公司 |
RO | Type 4 — Advising on securities | 2020-11-23 | 2022-01-19 |
| Equities First Holdings Hong Kong Limited | RO | Type 1 — Dealing in securities | 2019-06-26 | 2020-02-29 |
| Equities First Holdings Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2019-04-11 | 2019-06-26 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-26 | 2019-03-29 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-26 | 2019-03-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-10-31 | 2013-11-09 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-31 | 2013-11-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-03-01 | 2013-11-09 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-03-01 | 2010-08-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-15 | 2007-09-19 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2007-03-15 | 2007-09-19 |