Louies Ka Lin Law
羅嘉年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louies Ka Lin Law (羅嘉年), a licensed former licensee with CE reference AFS788. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Securities Limited 力高證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-19 | 2020-08-21 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-13 | 2017-01-11 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 4 — Advising on securities | 2016-04-13 | 2017-01-11 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-11 | 2016-04-13 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-11 | 2016-04-13 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2015-07-22 | 2016-04-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-17 | 2016-04-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-17 | 2016-04-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-05-16 | 2010-11-13 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-18 | 2010-11-13 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-01 | 2010-11-13 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-08 | 2008-01-30 |