Kwan Wai Liu
廖君瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Wai Liu (廖君瑋), a licensed former licensee with CE reference AFT869. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-06 | 2024-12-09 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-08 | 2023-01-12 |
| Funde Securities Limited 富德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-20 | 2018-10-18 |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-13 | 2017-02-28 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-12 | 2015-11-02 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-09 | 2015-06-04 |