So Mui Woo
胡素梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Mui Woo (胡素梅), a licensed former licensee with CE reference AFV921. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-11 | 2012-06-11 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-11 | 2012-06-11 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-08 | 2011-06-30 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-08 | 2011-06-30 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-25 | 2009-09-04 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-09-04 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-23 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-23 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-23 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-23 |