Kathy Ka Fei Lau
劉嘉飛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathy Ka Fei Lau (劉嘉飛), a licensed former licensee with CE reference AFY571. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2009-12-31 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-04 | 2008-03-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-14 | 2005-03-10 |