Siu Man Ip
葉兆文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Man Ip (葉兆文), a licensed Representative with CE reference AFZ394. Currently licensed at 2 firm(s): CITIC Securities Brokerage (HK) Limited, CITIC Securities Futures (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-12 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-23 | present |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-03-23 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-10-21 | 2005-03-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-16 | 2005-03-22 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-05-16 | 2005-03-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-05-16 | 2005-03-22 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-05-16 | 2003-08-15 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-16 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-05-16 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-16 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-05-16 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-16 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-05-16 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-05-16 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-16 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-16 |