Hau Chu Lam
林巧珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Chu Lam (林巧珠), a licensed former licensee with CE reference AGH396. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-27 | 2009-05-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-18 | 2007-03-01 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-31 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-21 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-21 |