Dennis Tak Yan Tao
陶德仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Tak Yan Tao (陶德仁), a licensed Responsible Officer with CE reference AGI649. Currently licensed at 1 firm(s): Unity Partners Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Unity Partners Asset Management Limited 群鯉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-12-20 | present |
| Unity Partners Asset Management Limited 群鯉資產管理有限公司 |
RO | Type 9 — Asset management | 2024-12-20 | present |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-31 | 2016-11-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-26 | 2010-09-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-26 | 2010-09-01 |