Dabby Fung Yuk Yau
丘鳳玉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dabby Fung Yuk Yau (丘鳳玉), a licensed Representative with CE reference AGK031. Currently licensed at 1 firm(s): Sanfull Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-10 | present |
| Sanfull Futures Limited 新富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-10 | 2026-03-11 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-15 | 2014-02-06 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-15 | 2014-02-06 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-12-02 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2008-12-02 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-28 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-11 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-03-11 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-28 |