Chak Ming Ng
吳澤明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chak Ming Ng (吳澤明), a licensed former licensee with CE reference AGK075. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-04 | 2017-03-31 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-04 | 2017-03-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2007-10-15 | 2008-11-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-20 | 2008-11-21 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-07 | 2007-08-03 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2003-10-28 | 2004-07-26 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2004-07-26 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-10-28 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2003-07-09 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-09 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-07-09 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-09 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-07-09 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-09 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-07-09 |