Hiu Man Wu
鄔曉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Man Wu (鄔曉敏), a licensed Responsible Officer with CE reference AGO828. Currently licensed at 1 firm(s): Shun Loong Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-04 | present |
| China Financial International Investments & Managements Limited 中國金融國際投資管理有限公司 |
RO | Type 9 — Asset management | 2019-01-24 | 2026-03-06 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 9 — Asset management | 2018-09-04 | 2026-03-06 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-05-07 | 2026-03-06 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-05-20 | 2018-09-04 |
| Wei Da Asset Management Limited 偉達資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-01-07 | 2016-01-26 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-19 | 2016-01-26 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 4 — Advising on securities | 2015-10-19 | 2016-01-26 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2014-10-21 | 2015-05-12 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-17 | 2015-05-12 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2014-07-17 | 2015-05-12 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-02 | 2011-06-27 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-12-02 | 2011-06-27 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-07-15 | 2010-10-04 |
| Angus Moore Limited 安格摩亞投資管理國際有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-06 | 2009-08-26 |
| Gladstone Morgan Portfolio Services Limited |
Rep | Type 4 — Advising on securities | 2005-01-07 | 2008-01-14 |
| Goldyard Capital Limited 金營資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-28 |
| Goldyard Capital Limited 金營資本有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-07 |