Hudson Chiu Kit Ngan
顏釗杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hudson Chiu Kit Ngan (顏釗杰), a licensed former licensee with CE reference AGQ983. Total licence records on file: 32.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-17 | 2023-02-20 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 4 — Advising on securities | 2019-01-17 | 2023-02-20 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-17 | 2022-10-21 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-17 | 2022-10-21 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-15 | 2019-01-17 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-15 | 2019-01-17 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-15 | 2019-01-17 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-15 | 2019-01-17 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-06-05 | 2018-12-31 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-29 | 2018-12-31 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-05-25 | 2018-12-31 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-05-25 | 2018-12-31 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 9 — Asset management | 2017-05-25 | 2018-12-31 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-05-26 | 2016-06-15 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 9 — Asset management | 2016-05-26 | 2016-06-15 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-03 | 2016-05-26 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-05-03 | 2016-05-26 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-08-04 | 2016-04-15 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
RO | Type 9 — Asset management | 2014-08-04 | 2016-04-15 |
| GRT Capital Management Limited 豐裕環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-12-11 | 2014-07-11 |
| GRT Capital Management Limited 豐裕環球資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-12-11 | 2014-07-11 |
| GRT Capital Management Limited 豐裕環球資產管理有限公司 |
RO | Type 9 — Asset management | 2013-12-11 | 2014-07-11 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2010-05-13 | 2014-07-11 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-05-13 | 2014-07-11 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-11-11 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2009-11-11 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-21 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-03-21 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-21 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-21 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-09 |