Duncan Wing Fai Wong
黃榮輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Duncan Wing Fai Wong (黃榮輝), a licensed Representative with CE reference AGR426. Currently licensed at 1 firm(s): PGIM (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 1 — Dealing in securities | 2024-09-01 | present |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 4 — Advising on securities | 2024-09-01 | present |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 1 — Dealing in securities | 2024-06-21 | 2024-08-31 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 4 — Advising on securities | 2024-06-21 | 2024-08-31 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-04-24 | 2024-06-05 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-01 | 2023-04-02 |
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-31 | 2022-07-12 |
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-09 | 2017-07-31 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-02 | 2005-11-01 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-02 | 2005-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2003-06-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2003-06-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2003-06-16 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2003-06-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-16 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-06-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2003-06-16 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2003-06-16 |