Johnny Kar Yau Lau
劉家祐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Kar Yau Lau (劉家祐), a licensed Representative with CE reference AGW408. Currently licensed at 1 firm(s): Raffles Assets Management (HK) Co. Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-08-15 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-25 | 2008-09-09 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-11-26 | 2005-08-25 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-05-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-01 |