Wai Sing Tso
蔡偉成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sing Tso (蔡偉成), a licensed former licensee with CE reference AHG861. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-30 | 2023-05-13 |
| HSBC Structured Funds (Asia) Limited | RO | Type 4 — Advising on securities | 2005-10-31 | 2015-07-22 |
| HSBC Structured Funds (Asia) Limited | RO | Type 9 — Asset management | 2005-10-31 | 2015-07-22 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 4 — Advising on securities | 2005-07-15 | 2005-10-31 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 — Asset management | 2005-07-15 | 2005-10-31 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-07-05 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-30 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2005-07-05 |