Melody Chiao-Ju Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Melody Chiao-Ju Wang ( ), a licensed former licensee with CE reference AHJ434. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-15 | 2010-04-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-15 | 2010-04-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-01-16 | 2007-03-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-01-16 | 2007-03-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-21 | 2007-01-16 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-07-21 | 2007-01-16 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 9 — Asset management | 2003-07-21 | 2006-04-06 |