Joanna Wai Hei Kwok
郭為熹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanna Wai Hei Kwok (郭為熹), a licensed Representative with CE reference AHM508. Currently licensed at 1 firm(s): JPMorgan Asset Management (Asia Pacific) Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 — Advising on futures contracts | present | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | present |
| JF International Management Inc. | Rep | Type 4 — Advising on securities | 2006-01-10 | 2019-11-08 |
| JF International Management Inc. | Rep | Type 9 — Asset management | 2006-01-10 | 2019-11-08 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-04-02 |