Wai Yan Fung
馮慧茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yan Fung (馮慧茵), a licensed former licensee with CE reference AHN189. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bradbury Securities Limited 源盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-11 | 2025-04-30 |
| Bradbury Securities Limited 源盛證券有限公司 |
RO | Type 4 — Advising on securities | 2014-03-11 | 2025-04-30 |
| China Times Securities Limited 中辰證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-02-21 | 2013-08-31 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-10 | 2009-12-17 |
| Christfund Futures Limited 恒豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-10 | 2009-12-17 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-07-17 | 2009-03-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-12 | 2009-03-27 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-12 | 2007-01-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-05-20 | 2006-05-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-03 | 2006-05-01 |
| Phoenix Capital Securities Limited 英明證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-11 | 2003-10-14 |