Daniel Ross Simmons
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Ross Simmons, a licensed Responsible Officer with CE reference AHP770. Currently licensed at 1 firm(s): OCP Asia (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OCP Asia (Hong Kong) Limited | RO | Type 9 — Asset management | 2012-08-08 | present |
| OCP Asia (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2012-08-08 | 2022-06-09 |
| OCP Asia (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2012-08-08 | 2022-06-09 |
| OCP Asia (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2007-04-27 | 2012-08-08 |
| OCP Asia (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-04-27 | 2012-08-08 |
| OCP Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-04-11 | 2012-08-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-07-21 | 2007-02-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-07-21 | 2007-02-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2005-07-11 | 2007-02-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-07-11 | 2007-02-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2005-07-11 | 2007-02-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-07-11 | 2007-02-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | present | 2005-05-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-05-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 9 — Asset management | present | 2005-02-15 |