Claire Yeuk King Yim
嚴若瓊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Claire Yeuk King Yim (嚴若瓊), a licensed former licensee with CE reference AIB370. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-24 | 2022-02-24 |
| iFAST Securities (HK) Limited 奕豐證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-24 | 2021-04-30 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-24 | 2022-02-24 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-23 | 2018-04-16 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2016-11-23 | 2018-04-16 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-07 | 2011-06-25 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-07 | 2011-06-25 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-02 | 2008-02-27 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-02 | 2008-02-27 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2007-01-02 | 2008-02-27 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-04 | 2006-11-17 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2006-07-04 | 2006-11-17 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2006-07-04 | 2006-11-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-07-29 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-07-29 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-24 |