Siu Hong Yim
嚴兆航
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Hong Yim (嚴兆航), a licensed Responsible Officer with CE reference AIC803. Currently licensed at 1 firm(s): Wynson Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wynson Asset Management Limited 永昇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-02 | present |
| Wynson Asset Management Limited 永昇資產管理有限公司 |
RO | Type 9 — Asset management | 2019-01-02 | present |
| Easy Fund Management Company Limited 易昇基金管理有限公司 |
RO | Type 4 — Advising on securities | 2017-10-30 | 2018-12-15 |
| Easy Fund Management Company Limited 易昇基金管理有限公司 |
RO | Type 9 — Asset management | 2017-10-30 | 2018-12-15 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-15 | 2017-03-06 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-15 | 2017-03-06 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-15 | 2017-03-06 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-27 | 2010-10-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-16 | 2010-10-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-26 | 2010-10-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-05 | 2006-07-06 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-18 | 2004-12-28 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-17 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-17 |