Syed Asad Abbas

CE No. AIP440 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Syed Asad Abbas (), a licensed former licensee with CE reference AIP440. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 — Dealing in securities 2010-06-28 2020-11-30
Nomura Securities (Hong Kong) Limited Rep Type 1 — Dealing in securities 2010-06-28 2013-04-23
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2010-06-28 2020-11-30
Nomura Securities (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2010-06-28 2013-04-23
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2004-06-24 2009-10-22
Deutsche Futures Hong Kong Limited
德意志期貨香港有限公司
Rep Type 2 — Dealing in futures contracts 2003-04-30 2004-06-24
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 — Dealing in securities 2003-04-09 2009-10-22
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 4 — Advising on securities 2003-04-09 2009-10-22
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 6 — Advising on corporate finance 2003-04-09 2004-01-08
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 9 — Asset management 2003-04-09 2004-01-08

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