Brian Patrick Norton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Patrick Norton ( ), a licensed former licensee with CE reference AIR861. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deltroit (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-12-12 | 2006-05-31 |
| Deltroit (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-09-12 | 2006-05-31 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-14 | 2005-06-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-06-06 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-22 |