Ka Shun Ng
吳家順
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Shun Ng (吳家順), a licensed former licensee with CE reference AIX164. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Agg. Asset Management Limited 海納資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-12 | 2020-10-12 |
| Agg. Asset Management Limited 海納資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-12 | 2020-10-12 |
| Agg. Asset Management Limited 海納資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-10-12 | 2020-10-12 |
| Agg. Asset Management Limited 海納資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-04 | 2020-10-12 |
| Agg. Asset Management Limited 海納資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-05-04 | 2020-10-12 |
| Agg. Asset Management Limited 海納資產管理有限公司 |
RO | Type 9 — Asset management | 2017-05-04 | 2020-10-12 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-11-06 | 2016-08-16 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 9 — Asset management | 2013-11-06 | 2016-08-16 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-17 | 2016-08-16 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-17 | 2016-08-16 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-19 | 2013-07-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-19 | 2013-07-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-19 | 2013-07-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2007-11-19 | 2013-07-06 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-03-26 | 2007-11-07 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-15 | 2007-11-07 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-02-07 | 2007-11-07 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-10 | 2007-11-07 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-11-10 | 2007-11-07 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-21 | 2004-11-10 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-07-21 | 2004-11-10 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-10-07 | 2004-07-06 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-05 | 2004-07-06 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-06-05 | 2004-07-06 |