Yin Cheung Sze
史彥彰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Cheung Sze (史彥彰), a licensed Responsible Officer with CE reference AJC709. Currently licensed at 1 firm(s): Mouette Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 40.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-11-11 | present |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-11-11 | present |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 4 — Advising on securities | 2024-11-11 | present |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2024-11-11 | present |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 9 — Asset management | 2024-11-11 | present |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-22 | 2024-11-11 |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-10-22 | 2024-11-11 |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-22 | 2024-11-11 |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2024-10-22 | 2024-11-11 |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 9 — Asset management | 2024-10-22 | 2024-11-11 |
| Redstone Asset Management Limited 紅石資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-03-20 | 2024-10-15 |
| Redstone Asset Management Limited 紅石資產管理有限公司 |
RO | Type 9 — Asset management | 2024-03-20 | 2024-10-15 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 9 — Asset management | 2023-03-03 | 2024-02-06 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 — Asset management | 2022-07-05 | 2023-03-03 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 9 — Asset management | 2021-12-20 | 2022-07-05 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-19 | 2024-02-06 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-11-19 | 2022-09-20 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-26 | 2018-11-19 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-09-26 | 2018-11-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-03 | 2018-09-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-09-03 | 2018-09-11 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-07 | 2018-08-11 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-04-07 | 2018-08-11 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-06-21 | 2016-12-31 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-11 | 2016-12-31 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-11 | 2016-06-21 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-12 | 2016-04-30 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-12 | 2016-04-30 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-01-12 | 2014-01-31 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-23 | 2014-01-31 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-08 | 2011-12-12 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-08 | 2011-12-12 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-06 | 2011-03-01 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-06 | 2011-03-01 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-08 | 2009-09-21 |
| Enlighten Futures Limited 名匯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-08 | 2009-09-21 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-10 | 2009-05-04 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-09-10 | 2009-05-04 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-09-10 | 2004-03-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-09-10 | 2004-02-19 |