Edouard Yves Maurice Pierre Hoepffner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edouard Yves Maurice Pierre Hoepffner ( ), a licensed former licensee with CE reference AJL552. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-24 | 2011-09-03 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-24 | 2011-09-03 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-12 | 2011-09-03 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-12 | 2011-09-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-02-16 | 2010-02-09 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-02-16 | 2010-02-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-03-31 | 2010-02-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-24 | 2006-02-28 |