Melody Tsung Wen Ngan
顏瑽韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Melody Tsung Wen Ngan (顏瑽韻), a licensed Representative with CE reference AJL556. Currently licensed at 1 firm(s): Deutsche Securities Asia Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-09 | present |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-05 | 2018-09-03 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 4 — Advising on securities | 2018-01-05 | 2018-09-03 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-01-05 | 2018-09-03 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-03 | 2018-01-05 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-03 | 2018-01-05 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-03 | 2018-01-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-04-04 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-04-04 | 2016-03-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2006-04-04 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2006-04-04 | 2016-03-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2006-04-04 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2006-04-04 | 2016-03-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-04-22 | 2005-10-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2005-04-22 | 2005-10-27 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-04-22 | 2005-10-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2005-04-22 | 2005-10-27 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-04-22 | 2005-10-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2004-02-12 | 2005-10-27 |